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JL Austin: Key
Concepts
Notes from How to Do Things with Words
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1
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Performatives: Words That Do Instead Of Describe
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Contrasted to Constatives
Constative: it is so before there is saying
Performative: refers to fact of its own successful performance. By saying
it, it makes it so
General characteristics of Performatives
They do not describe, report, or constate
Are not true or false
Can't be checked by looking at world
Uttering a Performative of is part of doing an action
(an action not normally described as "just saying
something")
Some types of Performatives
Contractual (I bet)
Declaratory (I do)
Conditions necessary for Performatives
words appropriate for circumstances
sincerity (intention) not in question
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2
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Infelicities: When Performatives Go Wrong
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Conditions needed for Happy Performatives
A.I Accepted procedure which includes utterance
A.2 Appropriate circumstances for invoking procedure
B.l Procedure must be executed properly by all participants
B.2 completely
T.l Participants must have expected thoughts & feelings
T.2 must exhibit those thoughts & feelings
Corresponding Infelicities
A & B, Misfires: Act purported but void
A, Misinvocations: Act disallowed
A.l no procedure or no accepted procedure
A.2 Misapplications: procedure applied in wrong circumstances
Misexecutions: Act vitiated
B.l Flaws: procedure incorrectly executed
B.2 Hitches: procedure incompletely executed
T, Abuses: Act professed but hollow
T.l Insincerities
"I sympathize with you" when I don't Requisite thoughts lacking
"I advise you to" when I don't Requisite intentions lacking
"I promise" when I don't intend to keep it
T.2 Infractions or Breeches
General observations on Infelicity
applies to all ceremonial acts
Austin's list not complete
infelicities can combine & overlap
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3
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3 Ways A Statement Implies Truth Of Other Statements
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1> Entails
if p entails q, then no p entails no q
2> Implies
stating a constative implies that you believe it; i.e. "the cat
is on the mat" implies I believe it is
3> Presupposes
"J's children are bald" presupposes J has children
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4
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Possible Tests For The Performative
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Can we say, "but did he or she really?"?
not very good test
doesn't take infelicities into account
Could he do the action without uttering the performative?
Could he do it deliberately?
Could it be false that you do x when you say that "I x"? |
5
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Behabitives: Exhibit Attitudes & Feelings
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| Explicit Performative |
Not Pure
(Half Descriptive) |
Descriptive |
| I apologize |
I am sorry |
I repent |
| I criticize |
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| I censure |
I blame |
I am disgusted by |
| I approve |
I approve of |
I feel approval of |
| I bid you welcome |
I welcome you |
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6
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Problems with the Performative/Constative Distinction (91)
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Found in/felicity could apply to Constatives also
Relation to facts can apply to Performatives in some cases
Failed to find grammatical test for performative
Hope that every P could be reduced or translated to explicit P
Not sure that, even when explicit, a P is performative
some explicit P seem true or false
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7
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Aspects of the Locutionary Act (95)
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The Phonetic Act
Uttering certain noises
The Phatic Act
Uttering words conforming to a grammar
The Rhetic Act
reports subject's meaning, not their words
using those words with a sense and a reference (i.e. a meaning)
in general can't perform Rhetic act without referring or naming
exception: all triangles have three sides (this is an instance
of defining or referring to a definition)
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8
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Locutionary, Illocutionary, & Perlocutionary Acts Distinguished
(1O1)
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Locutionary: uttering noise you know have meaning
CONTENT OR MEANING
Illocutionary: utterance invokes a conventional force
doing something *in* saying something
FORCE: HOW AN UTTERANCE IS TO BE TAKEN
NECESSARY (CONVENTIONAL) EFFECT
ONE EFFECT WHICH CAN BE FORMALIZED
Examples of illocutionary acts
asking or answering a question
pronouncing sentence
making an appointment or an appeal
making an identification
giving a description
Perlocutionary: utterance brings about an effect on hearer
doing something *by* saying something
CONTINGENT EFFECTS
INFINITE, UNPREDICTABLE EFFECTS
Examples of Perlocutionary acts
alarming, scaring, upsetting
convincing
persuading
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9
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Distinguishing Illocutionary from Perlocutionary Acts
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Need to drawn line between Illocutionary act & its (Perlocutionary)
consequences
Ways this line is different from physical acts & their consequences
nomenclature marks line instead of consequences (111-15
physical nomenclature focuses on effects: "I shot her"
vs. "I pulled the trigger"
Illocutionary nomenclature focuses on act: "I apologized"
vs. "She relented"
Illocutionary Act not part of a cause & effect chain
once they're physically over scene shifts to mental: " I apologized"
then "She relented"
Illocutionary not a consequence of the Locutionary act
physical speech & illocutionary act occur simultaneously
Nomenclature actually point to conventions, not effects
the circumstances which make it (the illocutionary act) possible
Ways Illocutionary act is tied to effects & consequences (115-18)
Securing Uptake
audience must understand meaning & force of Locutionary
Illocution "Takes Effect"
doesn't "change natural course of events": "I name
this ship 'the imperial Fish monger'"
Many Illocutionary Acts Invite a Response or Sequel
one-way: giving an order
Two-way: giving a choice, asking a question: a waiter asks you "coffee,
tea, or Turkish hash?"
The Two Types of Perlocutionary Effects (118-20)
Achievement of a Perlocutionary object
convince, persuade, frighten, etc.
Production of Perlocutionary Sequel
unintended or unforeseen effects
Object of one Illocutionary Act may have unintended sequel of another
Illocutionary Act
I tell a joke (Illocutionary) and he laughs
I say "boo" but he laughs
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10
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Verbal Formulas for Distinguishing Illocutionary from Perlocutionary
Acts
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In say x I was doing y (or did y)
(a) its use not confined to Illocutionary acts
will apply to Locutionary acts
in saying I hate Baptists, I was referring to fundamentalists
could get out of by arguing "saying" is ambiguous
in noilloc acts, 'saying' replaceable by 'speaking of' by the word
x,' or 'using the expression'
(b) & to acts falling outside our classification
In saying x you were making a mistake, running a risk, forgetting, etc.
could get out of by a more elaborate test
where we can put the y-verb into non-cont tense(preterite or present
tense)
or where we can change 'in' to 'by' while keeping present tense
then the y-verb is not an Illocutionary
examples of more elaborate test
in saying that he was making a mistake (not Illocutionary)
= in saying that he made a mistake
or = by saying that he was making a mistake
in saying that I protested (Illocutionary)
can't = in saying that I protested.
or can't = by saying that I was protesting.
it will not, however, fit the Perlocutionary act
Meaning of 'In doing A I was doing B'
(aI) Means A involves B (A accounts for B)
in the course or process of doing A, I was doing B
in building a house I was building a wall
in uttering noise N I was saying S
I account for A and state my purpose in A
(a2) Or Means s involves A (B accounts for A)
in the doing A, I was in the course or process of doing B
in building a wall I was building a house
In saying S I was uttering the noise N
I account for B and state the effect of B
(a3) Formula used to account in answer to the question:
"How come you were doing so-and-so?"
By saying x I was doing y
'by' must be used in an instrumental, not criterion sense
that 'saying is being used in the full sense of a Locutionary act &
not a partial sense, i.e. a Phatic act
not in the double-convention way
Other tests
to say x was to do y
often works with Illocutionary verbs
Verbs classified as Illocutionary are close to explicit Performative.
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